Goodness me, you must be busy, you’re wearing all the hats!
Fee earning, staffing, ordering stationery, IT support and of course compliance.
We hear from sole practitioners that they understand why compliance is important, but
they are often frustrated as:
Keeping up to date with all the changes is difficult
Interpreting the rules and regulations law firms are bound by can be difficult because they are vague
They are never sure their systems properly manage the risks
We have designed our Compliance Sorted service to support COLPs by introducing a programme of work which will ensure your firm has all the resources it needs to comply. Through training, effective policies and regular auditing you will have confidence your compliance framework is working.
Whilst using our service, firms will have regular training and policy and file reviews and access to our Helpline for guidance on any issues which arise. We work in partnership with our clients to make sure their compliance programme works to benefit the firm and their clients.
Our service is delivered over two years, starting with a diagnostic gap analysis which includes a review of your policies and procedures, together with gaining an understanding of how compliance works within your firm. From this we can plan a scheme of work to ensure that appropriate training is delivered, that policies and procedures are up to date and then accurately design a testing regime to ensure continued compliance.
Elements of the service include:
Diagnostic Gap Analysis
Masterclasses and staff training
Quarterly File Reviews
Quarterly newsletter for staff on Compliance
Access to our Ask Teal service for the Compliance Officer
Sole Practitioners SORTED
Feel Safe, Call Teal