Preparing for the new
SRA Standards and Regulations
The new SRA Standards and Regulations are coming into force on the 25th November 2019.
To prepare firms need to be aware of the changes, review policies and procedures, consider whether their client care letter meets the requirements and train their staff.
We know finding time to deal with changes to regulation is already hard when you’re doing the day job so we’ve put a package together to help.
First we provide an online masterclass covering the changes to the Code of Conduct and the Accounts Rules and the key areas of focus for Compliance Officers.
Then we review your policies and procedures against the requirements in the new Codes of Conduct. We’ll make recommendations for changes or improvements if necessary.
We will also review your client care letter against the new Codes and SRA guidance.
Finally we will supply our webinar for all staff covering the main changes to the Code and a reminder of the type of issues that need to be reported. It’s recorded so you can send the link to everyone and they can watch it at their leisure. We also have a test which they can complete afterwards.
All this for £3000 plus VAT.
We have 10 places left before the 25th November, so get in touch if you’d like to book in.
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