Compliance Officer Training | Teal Compliance

Compliance Officer Training Programme


Open for registration

The role of a law firm compliance officer is vast. The obligation on firms to ensure compliance is wide ranging, from compliance with the Code of Conduct, Anti Money Laundering and Data Protection. 

Finding practical learning in these areas can be difficult. Having real time conversations with an expert can help cut through confusing rules and regulations.


At Teal Compliance we have pooled our expertise to deliver the first programme designed specifically for compliance professionals in law firms. 

This course is perfect for those who are new to a compliance role or looking for a career change from fee earning. It is also a great opportunity for established compliance staff to make sure they are up to date with the latest compliance requirements.

This 15 week Course is delivered through recorded Webinars.

Supporting the learning you do in the webinar are a series of assignments, short scenario based questions which test your knowledge and give you confidence that you are applying the rules appropriately. 

There is also exclusive access to a private Facebook Compliance Group where there will be additional information and the chance to pose questions through our “Ask Teal” Q&A sessions. Through that group you will also have access to our team, your tutors, who you can check things out with as they occur to you. 

The curriculum covers all areas of compliance which impact on a law firm. 

  1. Roles and responsibilities of compliance officers

  2. Client care 

  3. SRA Accounts Rules 

  4. Referral arrangements and relations with third parties 

  5. Transparency rules 

  6. Equality and Diversity 

  7. Continuing competence 

  8. AML - Proceeds of Crime Act 2002

  9. AML - Money Laundering Regulations 2017 

  10. AML - Reporting and dealing with the NCA

  11. Data Protection - Effective governance

  12. Data Protection - What to do if things go wrong 

  13. Business Continuity

  14. Handling complaints 

  15. Managing risk

The cost of the course is £2000 plus VAT and places are limited. 

To book your place, email and we’ll send you a registration form

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Teal Compliance Ltd, Registered Office, Spark Studio, 208 Great Clowes St, Salford M7 2ZS
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