Blog | Teal Compliance | United Kingdom

April 29, 2020

In this Blog on some of the many queries received from our clients through our Ask Teal Service, we look at the most popular question we’ve had on how to deal with meeting your CDD obligations during a lockdown period.

We are in unprecedented times and it’s unlikely you...

April 27, 2020

In this Blog looking at some of the many queries received from our clients through our Ask Teal Service, we consider how to deal with compliance obligations remotely.

How can we ensure compliance works remotely?

The Solicitor’s Regulatory Authority will still expect comp...

April 24, 2020

In this Blog dealing with questions received from our clients through our Ask Teal Service, we look at what we see as the biggest risk and compliance issue that will arise as a result of Coronavirus and the impact it has on law firms.

What do you think the biggest risk...

April 23, 2020

In this next blog in our series looking at some of the many queries received from our clients through our Ask Teal Service, we consider the client confidentiality issues that may arise when staff work from home.

What are the likely client confidentiality issues when sta...

April 22, 2020

Photo by Emma Matthews Digital Content Production on Unsplash

One of the interesting features of the current lockdown is how it seems to be enabling people to open up their minds on thinking about their businesses.  Maybe it has something to do with our seeing how the P...

April 21, 2020

Photo by Mati Flo on Unsplash

So how do you go about this supervision thing when you’re all isolated? 

There’s much that’s written elsewhere on the Teal Compliance website about the ways in which you can effectively implement a robust supervision system when we...

April 20, 2020

Sadly, in these challenging times, there are firms that, for one reason or another, are finding themselves in unexpected commercial difficulties that make their longer term viability questionable.

Radical reconstruction by consolidation through merger may be the only al...

April 17, 2020

One of the questions that we have been asked several times in recent days and on which both the Solicitors Regulation Authority (SRA) and Law Society have recently provided guidance, is how law firms can deal with the witnessing of Wills given the impact of Coronavirus...

April 8, 2020

In our series of short blogs looking at some of the many queries received from our clients through our Ask Teal service, next we consider whether criminals may use the Coronavirus situation to their advantage during this period.

Question: Do you think that the “baddies”...

April 7, 2020

Continuing our series of blogs looking at some of the many queries received from our clients through our Ask Teal service, we consider how to deal with clients who, whilst wanting their matter to progress as quickly as possible, drag their feet in providing information...

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Coronavirus and obtaining Certified Client Identification Documents